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David Allen Liles

Bernstein Institutional Services LLC

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About David Allen Liles

David Allen Liles is an experienced financial professional with over 30 years in the industry. David Liles is currently registered with Bernstein Institutional Services LLC. Prior to that, David Liles was with SANFORD C. BERNSTEIN & CO., LLC from 2003 to 2024. David Liles has a broad range of experience in the financial services industry, specializing in securities trading and operations.

Firm Information

David Liles is currently registered with Bernstein Institutional Services LLC. Bernstein Institutional Services LLC is a Limited Liability Company registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm was formed on October 15, 2021, and has 227 registered representatives and 85 investment advisory functions. Bernstein Institutional Services LLC provides educational seminars and publishes periodicals, and offers a range of advisory services.
Bernstein Institutional Services LLC

245 PARK AVE

NEW YORK, NY 10167

Not reported

Assets Under Management

Not reported

Total Clients

152

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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David Liles’s Registration & Firm History

NY

01/12/2024 - Present

Bernstein Institutional Services LLC (NEW YORK NY)

NY

03/21/2003 - 04/08/2024

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

01/09/2001 - 03/11/2003

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

PA

04/03/2000 - 01/09/2001

BNP PARIBAS BROKERAGE SERVICES, INC. (KING OF PRUSSIA PA)

NY

09/23/1997 - 03/31/2000

D. E. SHAW SECURITIES, L.P. (NEW YORK NY)

NA

08/05/1997 - 08/27/1997

D. E. SHAW SECURITIES, L.P.

NY

05/27/1997 - 08/12/1997

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

MA

08/09/1996 - 05/27/1997

STATE STREET BROKERAGE SERVICES, INC. (BOSTON MA)

NA

01/20/1994 - 07/24/1996

LATTICE TRADING, INC.

NA

03/22/1988 - 06/09/1988

THE STUART-JAMES COMPANY, INC.

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Licenses & Designations

BC

Issued 04/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/28/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2001

Series 3 - National Commodity Futures Examination

BC

Issued 05/01/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/19/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Allen Liles.
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