Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kautz is a financial advisor with over 25 years of experience in the industry. David is registered to provide investment advice in several states including Tennessee, Texas, and others. David is currently affiliated with LPL Financial LLC. Before joining LPL Financial, David worked as a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated and PFS Investments Inc. David is also licensed to sell securities in several states. David's areas of specialization include retirement planning, investment planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
07/01/2009 - Present
LPL Financial LLC (CLARKSVILLE TN)
TN
04/09/1998 - 07/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLARKSVILLE TN)
GA
02/04/1998 - 03/05/1998
PFS INVESTMENTS INC. (DULUTH GA)
GA
05/22/1997 - 12/31/1997
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 05/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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