Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Allen Jaffa is a financial advisor with Cetera Investment Advisers LLC. David has been in the financial services industry since April 1970. David has a Series 7TO, SIE, and Series 1. David also holds the Series 63 and Series 24 licenses and is registered with the state of Michigan. David is a Certified Financial Planner. David provides financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisors. David previously worked with PENNSYLVANIA SECURITIES COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
06/29/2023 - Present
Cetera Investment Advisers LLC (FARMINGTON HILLS MI)
NA
08/29/1978 - 05/23/1989
PENNSYLVANIA SECURITIES COMPANY
NA
04/28/1970 - 08/29/1978
PENNSYLVANIA SECURITIES COMPANY
BC
Issued 9/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/22/1985
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/16/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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