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David Allen Hickin

Keybanc Capital Markets Inc.

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About David Allen Hickin

David Hickin is a financial professional with over 30 years of experience in the industry. David is currently registered with Keybanc Capital Markets Inc. and is licensed in California and Ohio. Previously, David has held positions with RBC Capital Markets Corporation, ABN AMRO Securities LLC, Deutsche Bank Securities Inc., BT Alex. Brown Incorporated and Alex. Brown & Sons Incorporated. David's credentials include the Series 7, 24, 55, 57TO, 63, and SIE licenses.

Firm Information

David Hickin is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Hickin’s Registration & Firm History

OH

05/31/2006 - Present

Keybanc Capital Markets Inc. (CLEVELAND OH)

NY

01/23/2002 - 05/05/2006

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

12/11/2001 - 01/08/2002

ABN AMRO SECURITIES LLC (NEW YORK NY)

NY

07/26/1999 - 12/10/2001

ABN AMRO SECURITIES LLC (NEW YORK NY)

NY

06/14/1999 - 07/02/1999

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/01/1997 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

04/21/1994 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

NY

09/27/1993 - 04/14/1994

ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)

MA

07/22/1991 - 08/26/1993

MEESCHAERT & CO., INC. (PAXTON MA)

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Licenses & Designations

BC

Issued 10/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2024

Series 24 - General Securities Principal Examination

BC

Issued 06/19/1992

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/09/1999

Series 25 - NYSE Trading Assistant Examination

BC

Issued 07/19/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Allen Hickin.
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