Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Finui is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with LPL Financial LLC and has been with the firm since 2016. David has experience in various roles in the financial services industry, including working with Investment Professionals, Inc. and Legg Mason Wood Walker. David is a licensed financial advisor in Pennsylvania, Maryland, Michigan, West Virginia, and is a registered representative in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/14/2016 - Present
LPL Financial LLC (JOHNSTOWN PA)
PA
01/01/2010 - 09/12/2016
INVESTMENT PROFESSIONALS, INC. (INDIANA PA)
NA
05/10/1989 - 02/21/1992
BERKOWITZ, PIERCHALSKI INC.
NA
11/03/1987 - 05/01/1989
LEGG MASON WOOD WALKER, INCORPORATED
NA
06/17/1985 - 11/04/1987
LEGG MASON MASTEN INC.
BOTH
Issued 03/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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