Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Claggett is a financial advisor at Benjamin F. Edwards & Company, Inc. David has been in the financial services industry since 1991 and has experience in various areas, including financial planning, portfolio management, and investment advisory services. David is registered to provide investment advice in several states, including Illinois, Texas, and Missouri. David's professional certifications include Series 3, 7, 9, 10, 63, and 65 licenses. Previous employers include Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Lehman Brothers Inc., and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
11/07/2014 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
IL
01/01/2008 - 02/28/2012
WELLS FARGO ADVISORS, LLC (PERU IL)
IL
09/18/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PERU IL)
NY
06/06/1991 - 10/06/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
MN
09/17/1990 - 11/29/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/17/1990 - 11/29/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/28/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1994
Series 3 - National Commodity Futures Examination
BC
Issued 09/13/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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