Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Allen Castagna is a financial advisor with Raymond James & Associates, Inc. David has been in the industry since February 1, 1995 and has worked with several firms including Piper Jaffray & Co. and Cowen and Company. David holds a Series 7, Series 24, Series 63, and Series 79TO license. David currently works out of the Raymond James & Associates, Inc. office located in San Francisco, CA. David specializes in retirement planning, mutual funds, bonds, and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/18/2011 - Present
Raymond James & Associates, Inc. (SAN FRANCISCO CA)
CA
08/27/2007 - 02/28/2011
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
11/05/2003 - 08/28/2007
COWEN AND COMPANY (SAN FRANCISCO CA)
CA
02/02/1999 - 10/27/2003
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 01/27/1999
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
01/03/1995 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 09/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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