Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Casparian is a financial advisor with over 40 years of experience in the industry. David is currently registered with LPL Financial LLC and holds a Series 63, Series 7, Series 24, and Series 51 licenses. David has experience in a number of firms, including CETERA ADVISOR NETWORKS LLC, ARM SECURITIES CORPORATION, and WATERHOUSE SECURITIES, INC. David has a diverse client base, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/31/2023 - Present
LPL Financial LLC (FRESNO CA)
CA
06/14/2001 - 02/02/2023
CETERA ADVISOR NETWORKS LLC (FRESNO CA)
ND
10/21/1998 - 06/12/2001
ARM SECURITIES CORPORATION (MINOT ND)
NE
11/07/1997 - 10/05/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
CA
10/10/1991 - 11/07/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
NA
10/03/1987 - 10/02/1991
SPEAR INSURANCE SERVICES, INC.
MA
08/22/1986 - 10/02/1991
JMC INVESTMENT SERVICES, INC. (BOSTON MA)
CA
08/01/1983 - 10/02/1991
SPEAR INSURANCE SERVICES, INC. (GLENDALE CA)
NA
10/31/1981 - 06/10/1983
STATE BOND SALES CORPORATION
BC
Issued 12/29/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/02/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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