Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carter is a financial professional with over 23 years of experience in the financial services industry. David is currently registered with Cetera Investment Advisers LLC. David has previously held positions at First Financial Equity Corporation, AIG Financial Advisors, Inc., SunAmerica Securities, Inc., Wells Fargo Investments, LLC, and Morgan Stanley DW Inc. David is a registered representative in 17 states and a Registered Investment Advisor in 2 states. David has earned the Series 7, Series 31, Series 63, and Series 65 licenses. David is also licensed to sell securities in 17 states. David's areas of specialization include retirement planning, investment management, college savings, and estate planning. David is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SURPRISE AZ)
AZ
01/31/2007 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
CO
10/31/2005 - 02/12/2007
AIG FINANCIAL ADVISORS, INC. (CENTENNIAL CO)
AZ
09/30/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
06/03/2003 - 08/29/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
02/22/1999 - 06/03/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Carter is the right advisor for you? Invested Better is here to help.
