Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carter is an active investment advisor representative in Arizona and Texas. David has been a financial professional since 1999 and has held prior positions at First Financial Equity Corporation, AIG Financial Advisors, Inc., SunAmerica Securities, Inc., Wells Fargo Investments, LLC, and Morgan Stanley DW Inc. David currently works for Cetera Investment Advisers LLC and is registered to provide investment advice. David's area of expertise includes financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
AZ
01/31/2007 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
CO
10/31/2005 - 02/12/2007
AIG FINANCIAL ADVISORS, INC. (CENTENNIAL CO)
AZ
09/30/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
06/03/2003 - 08/29/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
02/22/1999 - 06/03/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 3/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/10/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 2/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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