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David Allen Carter

Forefront

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About David Allen Carter

David Allen Carter is a financial advisor with over 40 years of experience in the financial services industry. David is a Registered Representative of Forefront and an Investment Advisor Representative of Forefront Wealth Partners, LLC. David is also a Chartered Financial Consultant. David has been registered with the Securities and Exchange Commission (SEC) since 1983. Forefront, based in Austin, Texas, is a Registered Investment Advisor with assets under management of over $118 million. The firm specializes in providing financial advice to high-net-worth individuals and families.

Firm Information

David Carter is currently registered with Forefront. Forefront is a Registered Investment Adviser (RIA) based in Austin, TX, with $118,199,573 in regulatory assets under management. The firm provides financial planning, educational seminars, selection of other advisers, and portfolio management for individuals and businesses. Forefront has 660 client accounts, with 191 individual clients other than high-net-worth, and 65 high-net-worth individuals.
Forefront

7500 RIALTO BLVD, BLDG 1 SUITE 250

AUSTIN, TX 78735

$118.20M

Assets Under Management

10

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Referral fees and revenue share for referrals to third parties

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David Carter’s Registration & Firm History

TX

05/28/2024 - Present

Forefront (AUSTIN TX)

VA

04/13/1983 - 05/24/2024

PRUCO SECURITIES, LLC. (FOREST VA)

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Licenses & Designations

IA

Issued 08/16/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/19/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/2013

Series 7 - General Securities Representative Examination

BC

Issued 04/12/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for David Allen Carter. Review regulatory record here.
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