Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Allen Buck is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the industry since 2016 and has a wide range of experience, working with a variety of clients, including individuals, high-net-worth individuals, corporations, and businesses. David holds licenses in a number of states and has a strong track record of success. David is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
04/11/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Golden Valley MN)
WA
07/21/2016 - 10/17/2017
MORGAN STANLEY (SEATTLE WA)
BOTH
Issued 08/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/04/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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