Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Allan Stern is a financial advisor registered with LPL Financial LLC in CEDAR FALLS, IA. David has been in the financial industry since September 9, 2000. David is registered with 53 states and has passed several industry exams including Series 7, Series 24, Series 52, Series 53 and SIE. Previously, David worked with CUNA BROKERAGE SERVICES, INC. and BROKER DEALER FINANCIAL SERVICES CORP. David specializes in portfolio management for individuals and businesses. David can also provide financial planning, pension consulting, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
06/20/2022 - Present
LPL Financial LLC (CEDAR FALLS IA)
IA
09/27/2000 - 06/06/2022
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
IA
08/12/1999 - 09/07/1999
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
BOTH
Issued 08/10/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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