Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Nelson is a Denver, CO-based financial professional with over 20 years of experience in the financial services industry. David has a strong background in investment company products and variable contracts. He is currently registered with Alps Portfolio Solutions Distributor, Inc. and Alps Distributors, Inc. David is also a registered representative in Colorado and California. David holds a Series 6, Series 26, Series 63, Series 99TO and SIE license. David has previously been employed by Alps Distributors, Inc., A I M Distributors, Inc. and Invesco Distributors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
08/12/2019 - Present
Alps Portfolio Solutions Distributor, Inc. (DENVER CO)
CO
11/11/2005 - 12/12/2017
ALPS DISTRIBUTORS, INC. (DENVER CO)
TX
09/01/2003 - 06/20/2005
A I M DISTRIBUTORS, INC. (HOUSTON TX)
TX
10/22/1997 - 09/01/2003
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 05/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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