Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kania is a financial advisor currently affiliated with Sanctuary Advisors, LLC. David has over 20 years of experience in the financial services industry. David is registered in several states and holds various licenses and certifications, including Series 6, 7, 63, 65 and 66. David has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. David's specializations include financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
03/08/2022 - Present
Sanctuary Advisors, LLC (INDIANAPOLIS IN)
WI
02/12/2021 - 07/12/2021
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
NC
09/19/2019 - 09/02/2020
QUEENS ROAD SECURITIES, LLC (CHARLOTTE NC)
MO
06/27/2018 - 09/11/2018
EDWARD JONES (ST. LOUIS MO)
VT
04/07/2010 - 10/27/2017
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
ME
04/07/2009 - 03/15/2010
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
CO
10/26/2006 - 10/09/2008
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
04/28/1998 - 10/31/2002
BERGER DISTRIBUTORS LLC (DENVER CO)
BOTH
Issued 08/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/31/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/25/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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