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David Allan Etzbach

Silver Leaf Partners, LLC

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About David Allan Etzbach

David Etzbach is a financial professional with over 17 years of experience in the industry. David is currently registered with Silver Leaf Partners, LLC. He is a Series 7 and Series 63 licensed professional. David has held previous positions at firms such as Foreside Fund Services, LLC, PYRAMIS DISTRIBUTORS CORPORATION LLC, Fidelity Investments Institutional Services Company, Inc., Credit Suisse Asset Management Securities, Inc., Legg Mason Investor Services, LLC, and Citigroup Global Markets Inc. David’s experience spans a range of financial services, including investment banking and wealth management.

Firm Information

David Etzbach is currently registered with Silver Leaf Partners, LLC. Silver Leaf Partners, LLC is a Limited Liability Company formed in January 2003. The firm is registered to operate in all 50 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Etzbach’s Registration & Firm History

NY

01/29/2019 - Present

Silver Leaf Partners, LLC (NEW YORK NY)

NY

08/27/2013 - 10/17/2018

FORESIDE FUND SERVICES, LLC (NEW YORK NY)

RI

01/06/2009 - 06/02/2010

PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)

RI

09/16/2008 - 01/30/2009

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NY

10/04/2007 - 07/25/2008

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)

CT

12/01/2005 - 09/24/2007

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

NY

04/02/2002 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/24/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Allan Etzbach.
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