Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Allan Bittermann is a financial advisor with over 40 years of experience in the industry. David is a Registered Representative and Investment Advisor Representative and has held licenses in numerous states. David is affiliated with Oppenheimer & Co. Inc., where he has been employed since 2003. David has a broad range of experience including, but not limited to, investment advisory services, financial planning, portfolio management, and pension consulting. David is also a CFA charterholder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
01/26/2006 - Present
Oppenheimer & Co. Inc. (FORT WORTH TX)
NY
02/03/1999 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
MD
09/01/1997 - 01/19/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
11/05/1990 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
12/22/1982 - 11/06/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
IA
Issued 01/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 01/06/1983
Series 3 - National Commodity Futures Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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