Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Barcomb is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Sarasota, FL. David has been in the securities industry since April 10, 1994. David is registered with the state of Florida as an investment advisor and with the state of Connecticut as a broker. Previously, David was registered with UBS Financial Services Inc. in Boston, MA and Salomon Smith Barney Inc. in New York, NY. David holds the Series 7, 63, 31, and SIE licenses. David is a Registered Representative and an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/01/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SARASOTA FL)
MA
12/06/2002 - 07/24/2008
UBS FINANCIAL SERVICES INC. (BOSTON MA)
NY
04/11/1994 - 12/17/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 06/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 04/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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