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David Alfred Riccio

Ladenburg Thalmann Asset Management Inc.

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About David Alfred Riccio

David Riccio is a financial advisor with over 20 years of experience in the industry. David is currently registered with Ladenburg Thalmann Asset Management Inc. and is licensed to provide investment advice in multiple states. David has experience working with a variety of clients, including individuals, businesses, investment companies, and pooled investment vehicles. David's primary focus is providing portfolio management services. David has experience working with a wide range of clients, including high-net-worth individuals, investment companies, pension and profit sharing plans, corporations and other businesses, and individuals other than high-net-worth individuals.

Firm Information

David Riccio is currently registered with Ladenburg Thalmann Asset Management Inc.. Ladenburg Thalmann Asset Management Inc. is an investment advisor headquartered in NEW YORK, NY. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. They also provide model recommendations to other RIAs. The firm has approximately $4.3 billion in regulatory assets under management.
Ladenburg Thalmann Asset Management Inc.

640 FIFTH AVENUE

NEW YORK, NY 10019

$4.32B

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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provide model recommendations to other rias

Provide model recommendations to other rias

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Riccio’s Registration & Firm History

FL

04/07/2021 - Present

Ladenburg Thalmann Asset Management Inc. (Miami FL)

NY

04/15/2004 - 09/25/2006

BROADWALL CAPITAL LLC (NEW YORK NY)

NY

12/08/2003 - 04/16/2004

NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)

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Licenses & Designations

BOTH

Issued 01/13/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for David Alfred Riccio. Review regulatory record here.
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