Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alfred Mancinelli is a financial advisor with over 40 years of experience in the industry. He currently works at Morgan Stanley. David has previously worked at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Hambrecht & Quist LLC, Tucker Anthony Incorporated, and E. F. Hutton & Company Inc. David holds Series 63 and Series 65 licenses and has passed the Series 7, Series 8, Series 9, Series 10, and SIE exams. David is currently registered in 37 states. He specializes in providing portfolio management for individuals, businesses, and investment companies. David also offers financial planning, asset allocation advice, selection of other advisors, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
07/30/2018 - Present
Morgan Stanley (Middleton MA)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MIDDLETON MA)
MA
10/21/1997 - 04/02/2007
MORGAN STANLEY DW INC. (DANVERS MA)
CA
05/19/1992 - 10/13/1997
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
MA
11/22/1985 - 05/22/1992
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
03/26/1979 - 12/02/1985
E. F. HUTTON & COMPANY INC
IA
Issued 03/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/20/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1981
Series 5 - Interest Rate Options Examination
BC
Issued 03/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Mancinelli is the right advisor for you? Invested Better is here to help.
