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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Holloway is a financial advisor currently registered with LPL Enterprise, LLC. David is also a registered Investment Advisor, and is licensed to provide investment advice in Maryland and Virginia. He has a wide range of experience in the financial services industry, having worked for several well-known companies including TIAA-CREF Individual & Institutional Services, LLC, SunTrust Investment Services, Inc., and Wells Fargo Advisors, LLC. David has a solid background in both securities and investment advisory services, holding Series 6, 7, 63 and 65 licenses, and the SIE designation. He specializes in providing financial planning, portfolio management for individuals and businesses, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
01/22/2025 - Present
LPL Enterprise, LLC (VIENNA VA)
MD
11/12/2020 - 10/05/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Rockville MD)
MD
08/06/2015 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (BETHESDA MD)
VA
05/31/2013 - 06/25/2015
SUNTRUST INVESTMENT SERVICES, INC. (ANNANDALE VA)
AL
12/06/2006 - 08/17/2009
WELLS FARGO ADVISORS, LLC (BIRMINGHAM AL)
IA
Issued 09/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/30/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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