Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alfred Baratta is an investment advisor representative with Mercer Global Advisors Inc., a registered investment advisor located in Denver, Colorado. David is registered to provide investment advisory services in Arizona, California, and Minnesota. He has been a registered investment advisor representative since 2006 and has also held previous positions with Lehman Brothers Inc., E. F. Hutton & Company Inc., and L. F. Rothschild, Unterberg, Towbin, Inc. David’s investment advisory expertise spans a wide range of services, including financial planning, portfolio management for individuals and businesses, and pension consulting. He has also completed the Uniform Investment Adviser Law Examination (Series 65) and the General Securities Representative Examination (Series 7). David holds a special interest in serving high net worth individuals, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
02/03/2025 - Present
Mercer Global Advisors Inc. (Phoenix AZ)
NA
05/14/1988 - 05/02/1991
LEHMAN BROTHERS INC.
NA
12/08/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
04/10/1984 - 04/16/1987
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
NA
08/24/1982 - 01/19/1987
E. F. HUTTON & COMPANY INC
IA
Issued 01/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
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