Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stitt is a financial advisor with over 15 years of experience in the financial services industry. David currently works at Charles Schwab & CO., Inc. David's career started at Merrill Lynch, Pierce, Fenner & Smith Incorporated and includes experience at TD Waterhouse Investor Services, Inc., Wachovia Securities, LLC, Morgan Stanley & Co. Incorporated, Morgan Stanley Smith Barney and Charles Schwab & CO., INC. David is licensed to provide investment advice in California. David is a registered representative and investment advisor representative. David holds Series 3, 7, 9, 10, 63, and 65 licenses. David specializes in providing financial planning services and investment advice. David's areas of focus are asset-based fees, wrap programs, and subscription pricing for financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
09/07/2018 - Present
Charles Schwab & CO., Inc. (San Diego CA)
CA
12/01/2009 - 02/07/2018
CHARLES SCHWAB & CO., INC. (UPLAND CA)
CA
06/01/2009 - 09/01/2009
MORGAN STANLEY SMITH BARNEY (ONTARIO CA)
CA
01/09/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ONTARIO CA)
CA
04/26/2005 - 11/26/2008
WACHOVIA SECURITIES, LLC (SAN DIEGO CA)
NE
03/02/2004 - 02/22/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
09/13/2000 - 04/03/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2007
Series 3 - National Commodity Futures Examination
BC
Issued 03/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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