Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paz is a securities professional with over 10 years of experience in the industry. David is currently registered with Wolfe Research Securities and holds the Series 7, Series 63, Series 86 and Series 87 licenses. David previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. David Paz is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/04/2013 - Present
Wolfe Research Securities (New York NY)
NY
09/17/2009 - 01/03/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/01/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/16/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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