Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hertl is an active investment advisor registered with the state of Ohio and is a registered representative with Oppenheimer & Co. Inc. David has been in the financial services industry since 1991. David is also registered as an investment advisor in a number of other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
OH
08/13/2013 - Present
Oppenheimer & Co. Inc. (PICKERINGTON OH)
OH
01/12/2009 - 08/12/2013
INVEST FINANCIAL CORPORATION (WORTHINGTON OH)
OH
02/09/2006 - 02/06/2009
FSC SECURITIES CORPORATION (WORTHINGTON OH)
OH
11/07/2005 - 01/26/2006
FSC SECURITIES CORPORATION (WORTHINGTON OH)
IN
10/31/2003 - 11/09/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
10/31/2003 - 11/09/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IL
07/16/2001 - 09/25/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
CA
11/21/2000 - 07/10/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
07/13/1992 - 09/28/2000
QUICK & REILLY, INC. (NEW YORK NY)
SC
08/06/1991 - 06/12/1992
TOWNSLEY ASSOCIATES & COMPANY, INC. (HILTON HEAD ISLAND SC)
IA
Issued 01/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/21/1996
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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