Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alex Mastro is a registered representative with Wells Fargo Clearing Services, LLC. David has been in the financial industry since August 2011. He is registered with the state of Pennsylvania and New Jersey. David is also registered as an Investment Advisor Representative in the state of Pennsylvania and New Jersey. David has his Series 6, 7, 63 and 65 licenses. He holds the SIE certification. David has previously been registered with LPL Financial LLC and Key Investment Services LLC. Prior to joining Wells Fargo, David worked for Key Bank and First Niagara Securities. David has a strong background in providing financial advice to individuals, corporations, and institutions. He is also experienced in investment consulting services. David specializes in portfolio management for individuals and businesses, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/12/2017 - Present
Wells Fargo Clearing Services, LLC (WAYNE PA)
PA
09/21/2016 - 11/20/2017
KEY INVESTMENT SERVICES LLC (HARLEYSVILLE PA)
PA
08/11/2014 - 09/21/2016
LPL FINANCIAL LLC (HARLEYSVILLE PA)
PA
08/03/2011 - 08/12/2014
PRUCO SECURITIES, LLC. (CHALFONT PA)
IA
Issued 03/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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