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David Alex Burroughs

Deutsche Bank Securities Inc.

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About David Alex Burroughs

David Burroughs is a financial professional with over 30 years of experience in the financial industry. David has a strong background in securities and investment advisory services, having worked at Deutsche Bank Securities Inc. for a significant portion of his career. David has held various roles at the firm, including a prior role as a registered representative. David is currently registered with Deutsche Bank Securities Inc., specializing in equity and debt research.

Firm Information

David Burroughs is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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David Burroughs’s Registration & Firm History

FL

04/21/2023 - Present

Deutsche Bank Securities Inc. (JACKSONVILLE FL)

FL

04/02/2012 - 08/13/2021

DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)

NY

12/18/1995 - 11/07/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

11/17/1993 - 08/11/1995

SANWA UNIVERSAL SECURITIES CO. (NEW YORK NY)

NY

01/25/1993 - 08/11/1995

SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/10/2015

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/12/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/27/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2015

Series 7 - General Securities Representative Examination

BC

Issued 03/30/2012

Series 99 - Operations Professional Examination

BC

Issued 12/29/1994

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Alex Burroughs.
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