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David Albert Flacco

Pershing LLC

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About David Albert Flacco

David Flacco is a financial advisor with over 20 years of experience in the securities industry. David is currently registered with Pershing LLC and Pershing Advisor Solutions LLC in the state of Florida. David has held previous roles at Charles Schwab & Co., Inc., Southtrust Securities, LLC, and Wachovia Securities, LLC. David has a strong background in investments and is committed to providing personalized financial advice to his clients. David holds Series 7, 9, 10, 63 and 99 licenses and is a registered representative of Pershing LLC.

Firm Information

David Flacco is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Flacco’s Registration & Firm History

FL

11/12/2021 - Present

Pershing LLC (LAKE MARY FL)

FL

11/20/2012 - 06/15/2017

PERSHING LLC (LAKE MARY FL)

MO

04/23/2005 - 09/14/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

AL

03/07/2005 - 04/23/2005

SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)

TX

04/07/1997 - 04/28/2003

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 05/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/22/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2015

Series 7 - General Securities Representative Examination

BC

Issued 11/19/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Albert Flacco.
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