Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Zeljak is a financial advisor with Northwestern Mutual Investment Services, LLC. David has been in the industry since 1991 and is registered with FINRA and the state of California. David has Series 4, 7, 63, and 65 licenses. David has previously worked with Robert W. Baird & Co. Incorporated and Quick & Reilly, Inc. Northwestern Mutual Investment Services, LLC is headquartered in Milwaukee, Wisconsin and has approximately 2,399 registered representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
07/10/2001 - Present
Northwestern Mutual Investment Services, LLC (LA JOLLA CA)
WI
07/10/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
02/14/1998 - 06/11/2001
QUICK & REILLY, INC. (NEW YORK NY)
NY
08/26/1991 - 02/14/1998
FLEET BROKERAGE SECURITIES, INC. (NEW YORK NY)
IA
Issued 12/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/1995
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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