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David Alan Winn

Transamerica Financial Advisors, Inc.

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About David Alan Winn

David Winn is an investment advisor representative, registered with Transamerica Financial Advisors, Inc. David has been in the financial industry for over 10 years and has a strong background in providing financial planning services to individuals and families. David has a Series 6, Series 26, Series 63, and Series 65 license, as well as the SIE exam. David is also a registered Investment Advisor in Michigan, North Carolina and Texas. David is committed to providing his clients with the highest level of service and expertise.

Firm Information

David Winn is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Winn’s Registration & Firm History

MI

11/06/2020 - Present

Transamerica Financial Advisors, Inc. (BRIDGEPORT MI)

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Licenses & Designations

BC

Issued 03/14/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/04/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/15/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Alan Winn.
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