Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Weiner is a financial professional with over 30 years of experience in the financial services industry. David is currently registered with Stifel, Nicolaus & Company, Inc. in White Plains, NY. Prior to joining Stifel, Nicolaus & Company, Inc., David worked at RBC Capital Markets Corporation, Lazard Freres & Co. LLC, Cal FP (US), Inc., UBS Warburg LLC, SBC Warburg Dillon Read Inc., SBC Warburg, Inc., SBCI Swiss Bank Corporation Investment Banking Inc., SBC Government Securities Inc, Deutsche Bank Government Securities, Inc, Shearson Lehman Government Securities, Inc. and Shearson Lehman Hutton Inc. David holds Series 3, 7, 24, 55, 63 and 65 licenses and is a member of FINRA. David is also a board member and audit committee member of Ladder Capital Corp. David specializes in providing financial planning, investment management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (WHITE PLAINS NY)
NY
02/29/2008 - 08/19/2010
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
04/07/2004 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
05/01/2003 - 04/02/2004
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
10/18/2002 - 04/10/2003
CAL FP (US), INC. (NEW YORK NY)
NY
06/29/1998 - 10/14/2002
UBS WARBURG LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
01/03/1995 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
11/02/1992 - 01/03/1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)
NY
04/26/1991 - 11/04/1992
SBC GOVERNMENT SECURITIES INC (NEW YORK NY)
NA
03/10/1989 - 02/05/1991
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
NA
11/22/1988 - 03/04/1989
SHEARSON LEHMAN GOVERNMENT SECURITIES, INC.
NA
02/19/1986 - 03/04/1989
SHEARSON LEHMAN HUTTON INC.
BC
Issued 02/06/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/02/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/15/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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