Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Walters is a financial advisor with over 20 years of experience in the industry. David is registered with Robert W. Baird & Co. Inc. and has a wide range of experience in the financial industry. David has also worked for a number of other firms including J.J.B. HILLIARD, W.L. LYONS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and CITIGROUP GLOBAL MARKETS INC. David holds the Series 7 and Series 66 licenses and is registered in a number of states. David provides a range of financial services to individual clients, including financial planning, portfolio management, and investment advice. David is also a certified financial planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MI
10/18/2019 - Present
Robert W. Baird & Co. Inc. (BATTLE CREEK MI)
MI
01/28/2015 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (BATTLE CREEK MI)
MI
06/20/2008 - 01/29/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTAGE MI)
MI
04/01/2005 - 07/02/2008
CITIGROUP GLOBAL MARKETS INC. (KALAMAZOO MI)
MO
03/12/2002 - 04/06/2005
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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