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David Alan Turf

Kroll Securities LLC

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About David Alan Turf

David Alan Turf is a securities professional with over 17 years of experience in the financial services industry. He is currently registered with Kroll Securities LLC, where he has been employed since January 10, 2006. David holds a Series 7, Series 63, SIE, and Series 79TO licenses, which allow him to offer a wide range of investment products and services. David is licensed in California, Illinois, Kentucky, and Texas. David is dedicated to providing his clients with personalized financial advice and guidance.

Firm Information

David Turf is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Turf’s Registration & Firm History

IL

01/10/2006 - Present

Kroll Securities LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/25/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Alan Turf.
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