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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stockton is a financial advisor who has been in the industry for over 30 years. David has a wide range of experience, having worked at several reputable firms including Citigroup Global Markets Inc., Lehman Brothers Inc., and currently Steward Partners Investment Advisory, LLC. David has a proven track record of success in helping individuals and families achieve their financial goals. David is a Certified Financial Planner and has a deep understanding of financial planning, investment management, and retirement planning. David holds numerous industry licenses and registrations, including Series 7 and Series 65. In addition to providing financial advice, David also conducts financial consulting and acts as a trusted advisor to his clients. David is committed to providing his clients with personalized service and a long-term approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
10/18/2024 - Present
Steward Partners Investment Advisory, LLC (LAKE OSWEGO OR)
OR
07/31/1993 - 03/13/2009
CITIGROUP GLOBAL MARKETS INC. (PORTLAND OR)
NY
06/08/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 06/16/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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