Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stevens is a financial advisor with over 20 years of experience in the industry. He is currently registered with Wells Fargo Clearing Services, LLC and has been associated with Wells Fargo Advisors LLC and Wells Fargo Investments, LLC in the past. He provides a variety of services including financial planning, portfolio management for individuals and businesses, and selection of other advisors. David Stevens holds licenses for Series 6, 7, 63 and 66 exams. He is registered in numerous states including California, Alabama, Arizona, Florida, Georgia, Idaho, Massachusetts, Nevada, New Mexico, South Carolina, Tennessee, Texas, Utah, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (UPLAND CA)
CA
02/13/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (VICTORVILLE CA)
MA
10/30/2000 - 12/14/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 09/09/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/27/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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