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David Alan Soczek

TLG Advisors, Inc.

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About David Alan Soczek

David Soczek is an investment advisor representative registered with TLG Advisors, Inc. David has been in the financial services industry since 1993. David has worked with a variety of firms including MMC Securities Corp. and Marsh & McLennan Securities Corporation. David is registered to offer securities in 13 states. David specializes in financial planning, pension consulting, and educational seminars. David also offers placement of institutional funds and portfolio management for businesses, individuals and pooled investment vehicles.

Firm Information

David Soczek is currently registered with TLG Advisors, Inc.. TLG Advisors, Inc. is a Littleton, CO-based investment advisor with $1 billion to $10 billion in assets under management. The firm offers portfolio management, financial planning, and pension consulting to individuals, corporations, pension funds, and charitable organizations. TLG Advisors, Inc. also provides placement services for institutional funds and other investment advisory services. The firm has over 260 registered representatives and advisors serving clients nationwide.
TLG Advisors, Inc.

26 WEST DRY CREEK CIRCLE

LITTLETON, CO 80120

$1.66B

Assets Under Management

38

Total Clients

257

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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placement of institutional funds

Placement of institutional funds

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Soczek’s Registration & Firm History

MN

02/03/2025 - Present

TLG Advisors, Inc. (Minneapolis MN)

MN

03/23/2005 - 05/17/2006

PRINCOR FINANCIAL SERVICES CORPORATION (MINNETONKA MN)

NY

12/30/2000 - 11/24/2004

MMC SECURITIES CORP. (NEW YORK NY)

NY

01/19/1996 - 12/30/2000

MARSH & MCLENNAN SECURITIES CORPORATION (NEW YORK NY)

NY

02/21/1995 - 06/12/1995

NYLIFE SECURITIES INC. (NEW YORK NY)

MN

08/05/1993 - 08/16/1994

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/05/1993 - 08/16/1994

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 12/28/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Alan Soczek.
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