Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alan Smith is a financial advisor with Vanguard Marketing Corp. David is registered to provide securities and investment advice in 53 states and the District of Columbia. David passed the Series 7TO, SIE, and Series 63 exams. David has been in the industry since October 31, 2022. David has worked at Vanguard Marketing Corp. since November 1, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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AZ
11/01/2022 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 12/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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