Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alan Simon is a financial advisor with Raymond James Financial Services Advisors, Inc. David has over 30 years of experience in the financial services industry. David is registered with the Financial Industry Regulatory Authority (FINRA) and has been an active advisor in the industry since 1989. David has Series 3, 7, 63, and 65 licenses and is registered to provide investment advice in multiple states. In addition to his current role at Raymond James, David has previous experience at firms like Wells Fargo Clearing Services, LLC, Paine Webber Incorporated, and Kidder, Peabody & Co. Incorporated. David is committed to providing financial planning and investment advice to a variety of clients, including individuals, corporations, and charitable organizations. David provides financial planning, pension consulting, and portfolio management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
12/15/2022 - Present
Raymond James Financial Services Advisors, Inc. (Fort Washington PA)
PA
09/29/2000 - 12/20/2022
WELLS FARGO CLEARING SERVICES, LLC (JENKINTOWN PA)
NJ
01/28/1995 - 09/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/01/1989 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
05/23/1989 - 06/17/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 01/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
BC
Issued 04/11/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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