Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alan Shroyer is a financial advisor who is currently registered with Securian Financial Services, Inc. in St. Paul, Minnesota. David has been in the industry since December 16, 2008. David has passed the Series 66, Series 7 and SIE exams. David has previous experience with Riversource Distributors, Inc., Transamerica Financial Advisors, Inc and Ameriprise Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
04/16/2019 - Present
Securian Financial Services, Inc. (ST PAUL MN)
MN
03/09/2012 - 10/04/2018
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
06/07/2011 - 11/21/2011
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PAUL MN)
MN
09/26/2008 - 05/13/2011
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
12/20/2007 - 08/18/2008
AMERIPRISE FINANCIAL SERVICES, INC. (EDINA MN)
BOTH
Issued 08/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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