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David Alan Shorr

Morgan Stanley

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About David Alan Shorr

David Alan Shorr is a financial advisor with Morgan Stanley. David has over 39 years of experience in the financial services industry. He is a registered representative with FINRA and a registered investment advisor in multiple states. David has passed the Series 3, 7, 63 and 66 exams. In addition to his experience at Morgan Stanley, David has held positions at UBS Financial Services Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., UBS PaineWebber Inc., Lehman Brothers Inc., and Lehman Brothers Kuhn Loeb Incorporated. He specializes in providing financial advice to individuals, families, businesses, institutions, and trusts.

Firm Information

David Shorr is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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David Shorr’s Registration & Firm History

FL

08/25/2022 - Present

Morgan Stanley (Aventura FL)

CA

01/27/2012 - 09/06/2022

UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)

NY

06/01/2009 - 02/09/2012

MORGAN STANLEY SMITH BARNEY (NEW YORK NY)

NY

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

05/24/2002 - 04/02/2007

MORGAN STANLEY DW INC. (NEW YORK NY)

NJ

11/21/1994 - 06/12/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

03/22/1984 - 11/28/1994

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

03/21/1984 - 06/27/1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

NA

07/20/1983 - 03/09/1984

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BOTH

Issued 01/20/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/19/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/1989

Series 3 - National Commodity Futures Examination

BC

Issued 07/16/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for David Alan Shorr. Review regulatory record here.
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