Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Shiffman is a financial professional with over 27 years of experience in the financial services industry. He is currently registered with Solomon Partners Securities, LLC and has previously held positions at Dawntreader Capital LLC, Miller Buckfire & Co., LLC, Goldman, Sachs & Co., Smith Barney Inc., and Salomon Brothers Inc. David Shiffman holds the Series 7, Series 24, Series 63, and Series 79TO licenses. He is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/25/2012 - Present
Solomon Partners Securities, LLC (NEW YORK NY)
NJ
04/02/2012 - 05/15/2012
DAWNTREADER CAPITAL LLC (WEST ORANGE NJ)
NY
04/09/2009 - 02/01/2012
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
NY
05/17/1998 - 03/23/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/28/1997 - 05/04/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
09/27/1994 - 05/04/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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