Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Saltzman is a financial advisor with UBS Financial Services Inc. David has been in the financial services industry since 1987. David specializes in providing financial advice and portfolio management services to individuals, families, and businesses. David has a strong track record of success in helping clients achieve their financial goals. David is registered with the following securities regulators: FINRA, Alabama, Florida, Georgia, and Texas. David is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
06/05/1997 - Present
UBS Financial Services Inc. (ALPHARETTA GA)
NY
03/26/1993 - 03/02/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
WI
02/14/1990 - 03/29/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
06/13/1989 - 11/11/1989
PAMCO SECURITIES AND INSURANCE SERVICES
NY
10/28/1988 - 06/19/1989
BNL SECURITIES INC. (SYRACUSE NY)
NA
02/12/1988 - 11/16/1988
FOCUS SECURITIES, INC.
NA
02/05/1988 - 02/23/1988
MCCARLEY AND ASSOCIATES, INC.
NA
09/04/1987 - 12/11/1987
ASHFORD CAPITAL CORPORATION
NA
11/21/1986 - 01/12/1987
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 09/24/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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