Unclaimed
David Riggle is a financial advisor with over 35 years of experience in the industry. David has a strong background in financial planning, portfolio management, and investment advisory services. He is a CERTIFIED FINANCIAL PLANNER™ professional and a CHARTERED FINANCIAL CONSULTANT®. David is currently registered with THE Ameriflex Group. Prior to this, David was associated with CETERA ADVISORS LLC, MML INVESTORS SERVICES, INC., G. R. PHELPS & CO., INC., FORTIS INVESTORS, INC., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
05/13/2024 - Present
THE Ameriflex Group (Denver CO)
CO
04/29/1999 - 05/17/2024
CETERA ADVISORS LLC (DENVER CO)
MA
03/01/1996 - 04/27/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
05/16/1990 - 03/01/1996
G. R. PHELPS & CO., INC.
MN
09/08/1993 - 12/31/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
MA
11/17/1988 - 05/25/1990
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/17/1988 - 05/25/1990
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 11/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/18/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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