Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ridge is a financial professional with over 20 years of experience in the securities industry. David currently holds a Series 7, Series 24, Series 53, and Series 63 licenses. David is registered with Vanguard Marketing Corp. and is licensed in 53 states and districts. David is a principal at the firm. David's primary focus is providing securities related services to individual investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
09/11/2001 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 11/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 03/23/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/28/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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