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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alan Rice is a financial advisor with B.b. Graham & Company, Inc. based in Owatonna, Minnesota. David Rice has been in the financial industry since 1990. David Rice has a strong track record of success in the financial industry, and is committed to providing his clients with personalized financial advice and guidance. He has a strong understanding of the investment markets and a passion for helping his clients achieve their financial goals. David Rice is also a Registered Representative of B.b. Graham & Company, Inc. and is licensed to sell securities in Minnesota. He is also a registered principal with the firm. David Rice has a broad range of experience in financial services, including investment management, financial planning, and retirement planning. David Rice is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
11/23/2015 - Present
B.b. Graham & Company, Inc. (OWATONNA MN)
MN
01/03/2013 - 11/25/2015
ALTON SECURITIES GROUP INC. (OWATONNA MN)
MN
07/29/2003 - 11/08/2012
W R RICE FINANCIAL SERVICES, INC. (OWATONNA MN)
NY
06/01/1990 - 05/11/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
ND
11/07/1989 - 06/08/1990
STATE BOND SALES CORPORATION (MINOT ND)
NA
10/05/1989 - 11/15/1989
INTEGRATED RESOURCES EQUITY CORPORATION
MN
10/07/1980 - 10/20/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/07/1980 - 10/20/1989
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
10/07/1980 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 10/15/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 02/27/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/03/1980
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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