Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alan Ray is a financial advisor with Cetera Investment Advisers LLC, a registered investment advisor. David has been in the financial services industry since 2005 and has been registered with the state of Illinois since 2019. David is also registered as a resident agent for Cetera Investment Advisers LLC in Texas. David holds the Series 6, Series 63, Series 65, and SIE licenses. David has experience working with individuals, families, and businesses, and specializes in financial planning, portfolio management, and pension consulting. Prior to joining Cetera, David was a financial advisor at Foresters Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
09/27/2023 - Present
Cetera Investment Advisers LLC (LOMBARD IL)
IL
01/07/2005 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (LOMBARD IL)
IA
Issued 04/04/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Ray is the right advisor for you? Invested Better is here to help.
