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David Alan Ramos

B.b. Graham & Company, Inc.

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About David Alan Ramos

David Ramos is a financial advisor in Clarksville, Tennessee. David has been in the securities industry since 1998 and is currently registered with B.b. Graham & Company, Inc. David has Series 7, 66, and SIE licenses. Previously, David has worked with several firms, including Next Financial Group, Inc., Sagepoint Financial, Inc., Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company.

Firm Information

David Ramos is currently registered with B.b. Graham & Company, Inc.. B.b. Graham & Company, Inc. is a California-based corporation founded in June 1996. The firm provides financial planning and investment advisory services to individuals, high-net-worth individuals, and other clients. They offer portfolio management services and are registered with the SEC and in all 50 states.
B.b. Graham & Company, Inc.

1700 W. KATELLA AVE.

ORANGE, CA 92867

$172.70M

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Ramos’s Registration & Firm History

CA

12/03/2024 - Present

B.b. Graham & Company, Inc. (ORANGE CA)

CA

02/14/2011 - 08/02/2023

SAGEPOINT FINANCIAL, INC. (NEWBURY PARK CA)

CA

12/08/2004 - 02/28/2011

NEXT FINANCIAL GROUP, INC. (WESTLAKE VILLAGE CA)

IN

07/29/2003 - 11/22/2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

IN

06/01/1998 - 11/22/2004

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

PA

05/15/1998 - 06/01/1998

CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)

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Licenses & Designations

BOTH

Issued 07/15/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Alan Ramos.
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