Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Morosky is a financial advisor with Wells Fargo Advisors Financial Network, LLC. David has been in the financial services industry since 1981, providing advice to individuals and families. David has a broad range of experience, working previously with UBS Financial Services, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and others. David is a registered representative and investment advisor representative in Georgia and Ohio, holding a Series 3, 7, 8, 10, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/08/2018 - Present
Wells Fargo Advisors Financial Network, LLC (NEW ALBANY OH)
OH
10/10/2008 - 01/08/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS OH)
OH
06/28/1989 - 10/20/2008
UBS FINANCIAL SERVICES INC. (NEW ALBANY OH)
NA
06/08/1988 - 06/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/15/1988 - 06/14/1988
SHEARSON LEHMAN HUTTON INC.
NA
04/18/1985 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
04/13/1981 - 05/03/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 06/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1999
Series 3 - National Commodity Futures Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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