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David Alan Moore

Fidelity Brokerage Services LLC

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About David Alan Moore

David Moore is a financial advisor with Fidelity Brokerage Services LLC. David has been working in the financial services industry for over 20 years. David has a Series 7, 6 and 63 license and has been registered with FINRA since 2004. David is registered in 51 states and the District of Columbia. Prior to joining Fidelity Brokerage Services LLC, David worked at MetLife Securities Inc. and Metropolitan Life Insurance Company.

Firm Information

David Moore is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Moore’s Registration & Firm History

NH

08/13/2004 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

MA

12/22/2000 - 07/13/2004

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/22/2000 - 07/13/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/21/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2004

Series 7 - General Securities Representative Examination

BC

Issued 12/21/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Alan Moore.
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