Unclaimed
David Moore is a financial advisor with Fidelity Brokerage Services LLC. David has been working in the financial services industry for over 20 years. David has a Series 7, 6 and 63 license and has been registered with FINRA since 2004. David is registered in 51 states and the District of Columbia. Prior to joining Fidelity Brokerage Services LLC, David worked at MetLife Securities Inc. and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
08/13/2004 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
MA
12/22/2000 - 07/13/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/22/2000 - 07/13/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 03/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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