Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mercer has been working in the financial industry since December 2, 1986. Currently, David is an investment advisor representative at LPL Financial LLC, located in Whitehall, Pennsylvania. David is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 6, Series 63, and Series 65 license. David has a vast history in the financial industry, with previous employment at several well-known firms. David is committed to providing high-quality financial advice and services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/17/2017 - Present
LPL Financial LLC (WHITEHALL PA)
PA
10/01/2000 - 11/29/2017
WELLS FARGO CLEARING SERVICES, LLC (ALLENTOWN PA)
NC
05/01/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
07/03/1996 - 05/01/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
02/22/1993 - 07/01/1996
INDEPENDENT FINANCIAL SECURITIES, INC.
NJ
12/02/1986 - 03/11/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 11/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/18/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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