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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Long is a financial advisor currently registered with Fidelity Personal And Workplace Advisors in Colorado Springs, Colorado. David has over 20 years of experience in the financial services industry. David has a Series 66, Series 7, Series 9, Series 10, Series 24, and SIE license. David has a bachelor's degree in Finance from the University of Colorado. David is a highly experienced financial advisor who is committed to helping his clients reach their financial goals. He has a strong understanding of the financial markets and is able to provide his clients with sound investment advice. David is also a strong communicator and is able to clearly explain complex financial concepts to his clients. David is a member of the National Association of Personal Financial Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
08/01/2019 - Present
Fidelity Personal AND Workplace Advisors (COLORADO SPRINGS CO)
CO
07/30/2009 - 05/31/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
CO
02/18/2009 - 07/15/2009
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
09/09/2002 - 02/03/2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
KS
07/23/2001 - 08/20/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 7/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/21/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 2/6/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/14/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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